Wednesday, 9 May 2012

Role of Private Providers in ‘Health Care for All’ by 2022


Role of Private Providers in ‘Health Care for All’ by 2022
Draft Note
Anant Phadke

(Background : During the JSA meeting on 21st-22nd March 2012 in Delhi, one of the decisions was that as a step towards formulating the JSA position in the current debate about UHC, I would write a draft of JSA’s position on  Role of Private Providers in ‘Health Care for All’. I had circulated the first draft of this note on 10th April amongst those of us who were to meet in Delhi during the National Seminar on UHC, organised by HLEG. But there was no time to get any feedback on this note. This is a revised draft, taking into account the detailed comments by Renu Khanna. It is hoped that comments will be made by quoting appropriately and concrete suggestions would be made about how to improve this draft.)

As part of our vision of Health for All, as JSA, we need to put forth a broad, realistic road map for achieving the goal of Health Care for All (HCA) to be achieved within say coming10 years from now, i.e. by 2022,.  We will reiterate that in order to achieve the goal of HCA, the Public Health Services would be the backbone of HCA; for this purpose there will have to be substantial strengthening and expansion of Public Health Services as well as it’s enhanced democratization internally and in relation to the people. Private Providers would be in-sourced when and if necessary and under certain terms, conditions. Within this basic framework, one of the exercises to be done is to estimate the number of doctors needed for HCA; to see whether private providers would have to be in-sourced into the HCA system and further if yes, then to estimate how many private providers would have to be in-sourced and how.
This current note is limited to in-sourcing of doctors for urban areas. Similar exercise needs to be undertaken for doctors needed for HCA in rural areas. This will require taking into account various specificities of rural health care including the role of CHWs and other paramedics and of the proposed scheme of Bachelor of Rural Health Care. [1]

Do we need private providers to achieve the goal of HCA by 2020 in cities? [2]
Yes. Some back of the envelop estimation of number of doctors required for HCA in urban areas will show this. –
 Currently our urban population is about 400 million (33% of the total population of 1200 million). As per the WHO norm of 1 doctor per 1000 population, the requirement for cities is 4 lac doctors. However, in cities, currently about 10 to 15% of the required doctors are in Public Health Facilities (PHFs).[3] Thus only 60,000 of the required 400,000 doctors for HCA are currently in urban PHFs. 
 It has been estimated that in 2020, urban population would be, 532 million, i.e. estimated 40% of the total estimated population of 1330 million. For this urban population, about 0.5 million doctors would be needed for HCA. Ignoring premature deaths and retirement of the existing about 60,000 doctors currently working in urban PHFs, about 0.44 million additional doctors would be needed by 2020 if all urban health-care is to be provided by PHFs.  As per MCI, 34,595 students were admitted in the 300 colleges for the academic year 2009-2010, a good number of them in private medical colleges. The HLEG has recommended setting up of 187 new medical colleges in backward areas. If these colleges are set up as per HLEG recommendations and are functional by 2022, these colleges would together produce 0.31 million doctors. However, currently most of the medical graduates go into private practice. Given this background and the experience of NRHM in recruiting doctors for PHFs, we can not hope to increase the number of doctors in urban PHFs from the current about 60,000 as estimated above, to more than say 120,000 to 150, 000 in coming 10 years.  
It is thus not realistic to expect more 25-30% of the required number of doctors to work in PHFs in India in the cities by 2020. Hence a very substantial number of private providers will have to be in-sourced into the UHC system in urban areas; about more than half of the urban patients especially for outpatient care will have to be served by ‘in-sourced private providers’. Otherwise the goal of ‘Health Care for All’ can not be reached in cities. Specialist doctors will also have to be in-sourced in large numbers as great paucity of specialist doctors in PHFs is likely to continue to some extent till 2020.

Progressive socialization of in-sourced private providers in the HCA system
These in-sourced doctors would act as an extension of the Public Health system by following appropriate guidelines. But for this to occur, the terms of engagement with the private providers should be so formulated. Towards this end, guidelines formulated by in the JSA’s draft booklet ‘Towards People’s Health Plan’ prepared during the National Health Assembly II in Bhopal, 2007 should be considered. These guidelines in brief are -

(1)          Clearly demarcate the commercial private commercial sector from the not-for profit and voluntary sector in health care provision and treat them differentially.  :
(2)          Quality and Cost Regulation of service delivery and a transparent system of monitoring would have to be in place and these should be structured such that it can be expanded into a system where all private and public health facilities are eventually so monitored. The systems of contracting have to be friendly to such monitoring and have the ability to prevent inappropriate care and costs.
(3)          That the mechanisms of access to the poor are clearly defined and there are mechanisms of enforcing its adherence.
(4)          PPPs should supplement and strengthen public sector but not substitute or weaken existing public health care services.
(5)          Expanding/bringing in investment working for the public health goals: Which would mean no transfer of assets and resources from public ownership into private hands.
(6)          Prompt payment with dignity for the private sector partners so that ethical low budget  proprietary services in smaller towns are favoured;
(7)          Ensuring that efficiency is based on better management practices and not based on unfair wage structures and compromised social security benefits, especially for women health care providers like ANMs and nurses;
(8)          Exclusion of private nursing homes where government servants are providing services from such a framework – to avoid a conflict of interests.

Now in the 21st century, various ingredients of health-care like medical education, production of medicines, diagnostic equipments, machines, etc have already been substantially socialized in the sense that nobody can deny that the content has to be based on scientific norms and not on individual views and interests.
Secondly, private Providers need to follow the same textbooks and guidelines that doctors in PHFs have to follow. Under HCA, it can be mandated that private providers too would have to follow the scientific, Evidence-Based Medicine (EBM) and that they will have to tune in their clinical practice with the goal and logic of Public Health. EBM has it’s own limitations and politics. For example, it will take a long time make all practice of medicine strictly, rigorously scientific; medicine would and should continue to be both art and science of healing; guidelines are sought to be influenced by private interests; the framework of EBM can be ‘misused’ to push protocols which favour certain corporate interests ------. To counter all this is another level of struggle. But in the 21st century, ‘private interests’ have to progressively loose ground in this field because of the very nature of modern, socialised clinical and social medicine.   
To ensure that the managerial and technical requirements of regulation are followed adequately and properly, adequate law, rules, policy and regulatory structure should be in place before any in-sourcing of private providers takes place. The Clinical Establishment Act 2010 entails that the Director of Health Services and the DHOs would be in charge of the regulatory work. However, they are unable to give justice to their existing work responsibilities – do we expect that they would be able to perform the additional regulatory responsibilities?  Unless an effective, adequate regulatory structure, like the one suggested by HLEG is mandated, the talk of regulation would mean only empty words.

Differential strategy for different sections of the private sector -
To win over the people to our programme of HCA, apart from the ordinary citizens who would be the main beneficiaries, we need to rally round a section of the health care providers in the private sector around the programme of HCA and to neutralize a section of these providers. For this purpose we need to have some analysis of the different sections within the private health care providers.  
Private providers in India are divided into different social layers –
1.    Traditional healers of various kinds by and large are not part of the commodity market of health-care and are part of the pre-modern relationships
2.    Unqualified providers using allopathic medicines, AYUSH medicines
3.    Graduates and post-graduates of allopathic and AYUSH disciplines working in their own clinics as general practitioners or consultants and who are mostly akin to petty commodity producers
4.    Owners of small and medium hospitals who have a crucial, role to play in providing health care due to their skills and expertise in modern medicine. Most of them currently make excess money through commercial exploitation of patients and also through exploitation of the staff employed by them.
5.    Trust hospitals, mission hospitals which were set up by socially motivated doctors, philanthropists, 30-50 years back and which continue to be genuinely non-profit entities.
6.    Owners, managers of so called Trust Hospitals especially those set up in last 10 years or so have no role to play in actual delivery of health care.  
7.    Owners of the corporate hospitals are moneybags who have no role to play in actual delivery of health care.
The first two of these sections would not be part of the HCA system. Out of all the other sections of the private providers, those who opt to work for the HCA system and are selected, would have to follow scientific clinical guidelines, protocols and will also have to discharge the relevant public health functions. The regulatory framework should be participatory and would have an element of self-regulation.[4]  (Experience of other countries shows that such regulation of private providers can be achieved.)  Secondly all of them will have to respect, observe patients’ human rights and should have adequate, just grievance redressal system. But at the same time we need to have different strategy for these different layers -

In India we have a very large, numerically predominant section of general practitioners running their small individual clinics. In this ‘unorganised’ sector, the private practitioners are like other middle class professionals who sell their services to people. We need a strategy about these clinics in our conceptualization of the programme of HCA. Their practice should be regulated as regards their location, quality and pricing. Secondly, the regulated doctors required for UHC should be in-sourced in sufficient numbers into the publicly managed HCA system by the state ( for example, as in case of NHS in UK). They can then be converted from their current role. Currently they are subsumed under the logic of market, of the medico-industrial complex and indulge in commercial exploitation of patients. But they can be converted into a stratum like that of any other middle class professionals which provide services to people to earn a relatively secure, honourable and comfortable living. Once further democratization, socialization of medical practice occurs in one form or the other, through standardized, rationalized care, the scope for individual practitioners for commercial cheating and exploitation would be progressively eliminated and these doctors will have to follow the logic of the Social Medicine, of the HCA system. In fact the private clinics would then remain ‘private’ more or less nominally; in effect they would primarily serve social purposes as the content of their practice would be progressively socialised.  
Similar is the case with smaller, medium hospitals. Some of these can be in-sourced into the UHC system under the condition that they follow overall the logic of the UHC system. The state can then encourage co-operatives of these small hospitals and can thereby further undermine their ‘private’ nature.
The ‘Trust hospitals’ are legally registered as non-profit entities and hence if sufficient public pressure can be generated, they will have to function as genuinely non-profit entities, especially because they have generally received public subsidies in some form or the other. This can be done by pinning them down on their declared objective in the Trust Deed. Secondly more stringent laws, rules will have to be formed so that all the aspects of their functioning follow the overall the logic of the HCA system. The current practice of indulgence in money-making and yet showing no profits in the balance sheet can not be continued! Secondly their internal functioning would have to be further democratized- the doctors and other staff working in these hospitals should have adequate say in the functioning of these hospitals and their democratic rights should be respected. 
The strategy towards the corporate sector would depend upon balance of socio-political forces. Most of the members of this section would be least amenable to serve social goals. They are less likely to be part of a genuinely regulated UHC system. In any case all corporate hospitals will have to be regulated even if all of them remain outside the UHC system. An unregulated corporate sector would adversely affect the overall culture in the health care even if it serves only the rich. Progressive social control over the medico-industrial complex with internal democratization should be the direction we should advocate. Actual progress in this direction depends upon level of political pressure that can be generated towards this end. Overall it is true that comparatively, the Private health system by it’s very nature, is less amenable to internal democratization because of the constitutional sanctity to private property. But good unionization and furthering of democratic culture in the society at large can curtail to some extent the arbitrary power of the owners vis a vis the employees.

To summarise,
To achieve ‘Health Care for All’ in India in coming 10 years or so, about 0.5 million doctors would be needed in cities. Currently only about 60,000 doctors are employed in urban PHFs in India. It is not possible to recruit all the remaining 0.44 million doctors in PHFs in coming 10 years even if special efforts are made to recruit doctors in urban PHFs and all the HLEG recommendations are implemented about new medical colleges. Hence private providers will have to be in-sourced into the HCA system in significant numbers, at least for urban areas, under certain terms and conditions. This is truer for specialist-care.
This in-sourcing will have to be based on appropriate guidelines because of which these in-sourced doctors would act more as an extension of the Public Health System. They would be so regulated that they conform to scientific, ethical medicine in tune with the logic of social medicine while they lead an honourable, comfortable living. Adequate law, policy, regulatory structure and payment on observance of certain norms – all this will be required to ensure regulation in practice. The strategy for different layers amongst private providers would have to be different.

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[1] For example, the distribution of doctors is likely to continue to be uneven in urban and rural areas to a certain extent for some years. At the risk of being accused of employing double standards, we can use separate parameters for urban and rural areas. This is because there is already substantial involvement of ASHAs, ANMs and other paramedics in rural health care and we too want to restrict the role of doctors where it is really needed.  Hence for rural areas we can take the Mudaliar Committee parameter of I doctor for 3500 population. But this can not be done for urban areas for which we will follow the WHO norm of 1 doctor per 1000 population.

[2] Though in this note, by way of example, we have estimated the number doctors needed for HCA in urban areas, it does not mean that other components of the human power for HCA, i.e. nurses, technicians, Public Health Managers etc. are not important.
[3] For example, Dr. Shyam Ashtekar in his study of Nashik district reports that in Nashik city with a population of about 1.8 million, in 2011, there were only 241 doctors in various PHFs including Central and State govt. service, ESIS, municipality. This is 13.3% of the requirement of1800 doctors for a population of 1.8 million.
[4] Towards a Regulatory Framework for Private Providers in UHC.  Anant Phadke, Abhay Shukla. MFC Bulletin, February-July 2011. mfcindia.org

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